界定供款清缴 & 结算

界定供款清缴 & 结算(DCC&S)简化采购流程, 救赎, 和 exchange transactions in defined contribution 和 other retirement plans for mutual fund 和 insurance companies, 第三方管理员, 计划受托人, 计划管理员, 经纪人/经销商和其他分销公司.

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  DCC&S was developed as an expansion of 互惠基金服务’ (MF) 基金/服务^® platform to automate 和 simplify the processing 和 settlement of retirement transactions for the defined contribution marketplace. 通过DCC&S, clients can streamline burdensome administrative processes to settle trades on a T+1 basis.

  在引入DCC之前&1997年的S, the growing retirement industry was grappling with processing inefficiencies 和 navigating the changing regulatory l和scape. In order to meet these challenges, 存 enhanced 基金/服务 和 established DCC&S as the premier solution for st和ardization in the defined contribution l和scape.

  使用DCC的客户端&S benefit from processing efficiencies that empower growth 和 provide unparalleled support in the retirement l和scape for mutual funds, 集体投资信托, 稳定价值基金及其他投资vnsr威尼斯城官网登入.

• 谁可以使用该服务

  Any interested financial organization that meets the qualifications of 存’s National Securities 清算 Corporation (NSCC) subsidiary can use this service.

• 好处

  • Automates 和 st和ardizes order flow procedures, making processing more efficient.
  • Reduces operating costs, supports volume growth 和 helps exp和 product offerings.
  • Diminishes risk associated with error-prone, manual processes.
  • Exp和s business opportunities by enabling new process efficiencies for 计划管理员, 第三方管理员, 共同基金家族和受托人.
  • Eliminates the need for proprietary communication lines, faxes 和 phone connections.
  • Simplifies the settlement process by calculating a single money settlement obligation for each settling client, 每一天.

  客户端s can utilize these additional MF services to enhance their retirement processing capabilities with DCC&S:

  • 的 基金®/服务公司 平台支持集中式订单输入, confirmation 和 money settlement for post-market processing.
  • 网络 允许DCC&S to process new accounts 和 facilitate the exchange 和 reconciliation of customer account-level information among dual 和 tri-party entities involved in the retirement investment transaction, including those accounts held in an omnibus environment.
  • 的 每日价格和费率文件 within the Mutual Fund Profile I Service enables clients  to capture prices in the form of net asset values (NAVs) 和 rates for accrual funds 的 分布数据库 within the Mutual Fund Profile II Service provides clients with distribution data, 比如记录, 再投资和应付日期, 对股息, 资本利得, 以及佣金支付.
  • 其他补充服务包括: 退休计划报告, 互惠基金档案服务II(档案保安) 和 存支付轴^® (退休发票及费用结算).

• 服务如何运作

  DCC&S is conveniently accessible via mainframe over 存’s SMART (Securely Managed 和 Reliable Technology) connection or through My存 Web Portal that gives 存 clients direct access over the Internet to services provided by 存's subsidiaries.

  DCC有两种类型&S处理场景 :

  1.    Dual-Party处理:

  

  Firms processing transactions as a record keeper/third party administrator (TPA) 和 trustee can submit 基金/服务 transactions (buys, sells 和/or exchanges) 和 also perform money settlement with NSCC.
  
  清算 firms may also transact in a similar capacity 和 can process transactions from outside record keepers, tpa, 受托人及其他选民.
  
  In this scenario, both firm 和 fund are NSCC members.

  2.    第三方处理:

  

  An NSCC TPA member who processes as a record keeper for retirement plans can submit 基金/服务 transactions (buys, sells 和/or exchanges) 和 obligate (based on existing agreement between the TPA 和 the settling entity) an NSCC broker/dealer, 银行, 委托信托公司或保险公司结算.

  In this scenario, TPA/record keeper, settling entity 和 fund are NSCC members.

  高级流程流(用于两个交易场景):

  • 澳门赌场结算实体(e.g.、经纪人/交易商、银行/信托、保险公司等.,) can establish individual account information via MF’s 网络 service. 通常，这发生在第一次交易之前.
  • NSCC members can receive the daily Price 和 Rate File in order to price buys, 销售和交易, enabling them to prepare transactions 和 move money 和/or take action.
  • 经过整理和定价的交易信息, the NSCC member submits transactions to NSCC for processing, 使用双重或三方处理方法. 
  • 编辑完成后, 基金/服务 transmits orders to fund clients 和 the NSCC settling member (if tri-party scenario). Funds confirm or reject the orders through 基金/服务.
  • 所有确认的交易结算在澳门赌场. 在T+1的早晨, NSCC provides settling members 和 funds with a net settlement figure 和 a summary of purchases, 兑换和交换. NSCC TPA members can also receive a copy of settlement files “for information purposes only” in order to reconcile confirmed transactions.
  • 账户活动, position updates 和 dividend information can be shared between NSCC firms 和 funds via the 网络 service.

• 了解更多信息

  Please contact 客户端支持 at 1-212-855-8877 or by email at (电子邮件保护).

  
  
  
  

  DCC&S is a service offering of National Securities 清算 Corporation (NSCC), 存全资子公司. 本服务受适用规则的约束, 程序, 及服务指引, 哪些包含完整的条款, 条件, 以及适用于本服务的限制.